Tax-Aware Planning for Individuals, Executives and Business Owners
From concentrated company stock and NUA analysis to 401(k) governance and comprehensive financial planning, we help you make informed decisions with clarity and fiduciary guidance.
If you have a concentrated position in employer stock inside a qualified retirement plan, the way you distribute those shares can matter. We’ll help you evaluate whether an NUA strategy approach fits your situation and how it compares to alternatives.
Request Your Confidential Strategy Consultation
We’ll evaluate your situation to determine whether an NUA strategy or comprehensive retirement approach aligns best with your priorities.
No obligation. Educational review only. Visit our website to explore our NUA content and request a complimentary consultation.
The “Tax Alpha” Execution Roadmap
NUA is more than a tax concept. It is a strategy that requires precise execution with a focus on timing considerations and detailed knowledge on plan specific rules. Our process prioritizes clarity, modeling strategic options, and implementing each step with disciplined guidance.
1. Diagnosis
We review cost basis, share lots, distribution options and potential tax treatment so you can understand the decision in plain language.
2. Strategy
We model various NUA scenarios alongside IRA rollover outcomes and other planning opportunities, such as Roth conversion analysis and tax bracket management to help you compare paths before you act.
3. Governance
As fiduciaries, we guide each step of implementation with precision, thorough documentation, and dedicated follow-through.
You earned your retirement resources. We provide strategies to maximize them.
Choose Your Engagement Model
Select the strategy that best matches your retirement goals.
Executive & Employee
Wealth (NUA)
Executives and employees with $500k+ in company stock inside a qualified retirement plan who want a tax-aware retirement strategy.
What’s included
- NUA tax analysis with scenario modeling
- Equity concentration and diversification planning
- Roth conversion modeling
- Ongoing wealth management and portfolio strategy aligned to goals and risk tolerance
401(k) Plan
Governance
Business owners and plan sponsors with 10–500 employees who want a stronger fiduciary process, financial education and transparent plan costs.
What’s included
- Fiduciary fee benchmarking and plan cost review
- Plan design considerations to align benefits strategy with the business
- Governance support designed for plan sponsor responsibilities
- Participant workshop and educational strategy support
Comprehensive Financial Planning
Individuals, families, and executives seeking coordinated, long-term wealth strategies structured around your goals.
What’s included
- Retirement income modeling and distribution sequencing
- Tax-aware investment management
- Roth conversion and multi-year tax planning strategies
- Estate planning in coordination with legal counsel
- Risk management and insurance analysis
- Cash flow and major liquidity event planning
- Ongoing fiduciary oversight and review
WHY LOCAL EXECUTIVES TRUST KONZA
OVER BIG ADVISORS
Big firms can feel transactional: layered teams, rotating contacts and generic advice. Konza provides hands-on fiduciary guidance with direct access to your advisor and a process that is transparent, documented and tailored to your specific plan rules.
When navigating complex decisions like company stock distributions, NUA strategies, retirement income sequencing or tax-sensitive rollovers, clarity and expert advice matter.
Serving Overland Park, Kansas City, and beyond.
Konza Global is an SEC-registered investment adviser and operates under fiduciary duties and disclosure standards.
Why Fiduciary Governance Is Critical
for Your 401(k) Plan
Konza Global Wealth Group operates under a fiduciary standard — legally obligated to act in your best interest, not to sell products or proprietary solutions.
Plan sponsors carry responsibility for monitoring fees, investment options and plan governance. Our process helps benchmark plan costs, document investment selection decisions and strengthen fiduciary oversight for plan sponsors and investment committees.
A practical starting point is to benchmark plan costs and identify potential fee and educational improvements.
A DECADE OF LOCAL AND NATIONAL STEWARDSHIP
Built here. Growing here. Focused on long-term relationships, not short-term transactions.
2013
Konza Global Wealth Group is founded by David Freisner, CPA.
2022
Expanded operational capacity, digital visibility and deepened expertise in company stock and comprehensive financial planning. Jake and Joel join the team, expanding advisory depth and client support capacity.
2025
Jake earns the CFP® designation, strengthening the firm’s comprehensive planning capabilities. The firm expands associate support and educational capacity to serve a growing client base.
2026
David Freisner serves as Chair of the Overland Park Chamber of Commerce.
If you’re seeking a local firm backed by institutional-level processes, you are in the right place.
Konza Global Wealth Group is an SEC-registered investment advisor, meaning it is regulated by the U.S. Securities and Exchange Commission. KGWG adheres to regulatory standards designed to protect investors, including fiduciary duties and transparency in its investment, advisory and planning practices.
FREQUENTLY ASKED QUESTIONS
Is NUA right for everyone with company stock?
NUA can be more effective in certain situations, but it depends on factors such as cost basis, plan rules, distribution timing and your broader financial goals.
What happens during a complimentary NUA tax analysis?
We review detailed information about your company stock, retirement plan structure and potential distribution options so you can understand how NUA works and what options may exist.
Is there any obligation after the analysis?
No. The analysis is educational and exploratory. If you decide to move forward, next steps are discussed before any implementation.
Do you provide tax advice?
We work alongside your CPA or tax professional. Our role is to evaluate tax-aware strategies within your broader financial plan.
How is Konza different from a national advisory firm?
Konza provides direct advisor access, transparent processes and fiduciary guidance tailored to your specific plan rules and financial situation.
What if I’m still employed or not retiring soon?
NUA planning can involve complex timing considerations. Reviewing your options early can help you avoid unintended mistakes later.
Konza Global is an SEC-registered investment advisor, meaning it is regulated by the U.S. Securities and Exchange Commission. Konza Global adheres to regulatory standards designed to protect investors, including fiduciary duties and transparency in its investment practices.
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